祝宁波

    国际法专业硕士研究生导师，华东政法大学国际法专业博士毕业，美国芝加哥――肯特法学院、澳大利亚维多利亚大学法律与司法学院访问学者。农业农村部农业对外合作法律顾问专家组成员，首批上海市涉案企业合规第三方监督评估机制专业人员名录库成员，首批上海自贸区涉案企业合规第三方监督评估机制专业人员，浦东新区检察院听证员，上海市中小企业合规管理体系创建活动指导专家，中国行为法学会理事。长期从事国际私法、企业合规管理、法律风险管理、国际经济法（双语）、海商法的教学研究工作。

    学科（招生）领域：国际投资法、国际私法、国际合规、农业国别法、国际商事仲裁

    电子邮箱: nbzhu@ecust.edu.cn

【教育背景】

2003.07--2007.01        华东政法大学研究生院国际法专业，法学博士

1998.09--2001.07        西北政法大学研究生院国际法专业，法学硕士

【工作经历】

2010.07--              华东理工大学法学院，副教授

（其间2013.07--2014.08 澳大利亚维多利亚大学法律与公正学院访问学者）

2006.07--2010.07        华东理工大学法学院，讲师

2001.07--2006.06        华东理工大学社会学院法律系讲师

（其间2005.01--2005.10 美国芝加哥肯特法学院访问学者）

【研究方向】

海外投资法、合规治理、企业法律风险管理，农业国别法；对公司治理、国际私法和海商法也有着长期研究

【研究项目】

一、主持国家或省部级项目

1.“中国企业海外投资法律风险识别研究”项目，2016年国家社科基金后期资助课题；

2.“临港新片区企业合规机制建设研究”项目，2022年其他委办局课题；

3.“俄罗斯联邦农业外资政策法律梳理与研究”项目，2019年农业农村部课题；

4.“塔吉克斯坦农业外资政策法律梳理与研究”项目，2019年农业农村部课题；

5.“中国企业海外工程承包项目法律风险环境研究—以上海企业为例”项目，2015年上海市浦江人才课题；

6.“中国建筑企业海外投资法律风险识别研究”项目，2011年上海市哲学社会科学规划专项课题；

7.“法律风险管理课程教学案例库-以合规管理为视角”项目，2020年上海市一流研究生专项-案例库-法律风险管理课程课题。

二、主持或参与的其他项目

1.“2022年浦东新区企业合规管理现状与需求分析”项目，2022年上海浦东新区工商联委托课题； 

2.“企业合规管理案例研究”项目，2022年委托课题；

3.“企业法律风险管理案例库”项目，华东理工大学2019年研究生在线案例库建设项目基金； 

4.研究生用书“企业法律风险管理----案例•原理•实践”项目，华东理工大学2018年基本科研业务基金；

5.“中企赴俄能源投资项目法律风险管理研究”项目，2018年华东理工大学基本科研业务基金；

6.“‘一带一路’倡议下法学专业留学生学位论文全过程管理研究”项目，华东理工大学2018年来华留学生教育教学改革与实践基金；

7.“上海市重点课程建设-《国际私法》” 项目，2021年上海市教委重点课程建设基金；

8.“中国企业海外投资法律风险管理研究”项目，2012年华东理工大学交叉学科与重大项目培育基金；

9.“企业走出去知识产权风险管理”项目，委托课题，2016年4月；

10.“XX公司知识产权管理研究”项目，委托课题，2015年11月；

11.“XX公司法律风险管理系统”项目，委托课题，2012年4月；

12.“建筑施工企业法律风险识别”项目，委托课题，2010年7月；

13.“境外公司域外破产对中国债权人利益的影响及其分析”，2008年华东理工大学优秀青年教师基金课题；

14.参与“知识产权评估与质押运用研究”项目，2009年上海市科委课题，完成“美国知识产权评估与质押制度研究”部分；

15.参与“上海政府信息公开制度实施的社会评估”，2008年上海市行政法制研究所课题，完成“各国政府信息公开制度的研究”部分。

【研究成果】

一、代表性论文

[1] 祝宁波（一作）.企业农业海外投资合规风险识别：挑战与解决[J].华东理工大学学报(社会科学版),2022,37(02):105-119.

[2] 祝宁波.中国海外投资利益保护的法律风险管理模式探讨[J].理论导刊,2018(03):74-79.

[3]祝宁波（一作）.中国海外投资利益、风险与保护状况分析[J].东岳论丛,（CSSCI），2016(4):187-192.

[4] 祝宁波.各国政府信息公开之法社会学比较[J].新疆社会科学, （CSSCI），2010(2):89-92.

[5] 祝宁波（一作）.美国知识产权担保变现的法律与实践[J]. 电子知识产权，（CSSCI），2010（2）；

[6] 祝宁波（一作）.试论跨境破产风险之防范——美国飞达仕公司破产保护案的思考[J].社会科学家,（CSSCI），2009(2):80-83.

[7] 祝宁波.试论我国版权平行进口的立法完善[J].新疆社会科学, （CSSCI），2008(4):75-78.

 二、其他论文：

[1]祝宁波（一作），在俄农业投资企业环境生态合规风险及其应对[J].“一带一路”法律研究,2022,12(01):201-224.

[2]祝宁波（一作），农业对外投资视域下中国涉农条约:问题与完善[J].“一带一路”法律研究,2021,3(01):195-215.

[3]祝宁波（一作），论俄罗斯营商环境下的农业投资[J].“一带一路”法律研究, 2020.12；

[4] 祝宁波（一作），《俄罗斯能源投资投资法律风险环境研究-能源投资争端视域》，论文集《一带一路法律研究（第1卷）》，知识产权出版社2020.4；

[5] 祝宁波，《海外投资企业法律风险识别框架之重构-以企业法律风险管理指南为视角》，载论文集《新时代强国道路历史经验与本土话语》，上海人民出版社，2020.4；

[6] 祝宁波，法学专业国际合作管理模式探索——以提升国际化法律人才为导向. 首都法学教育研究（8），对外经贸大学出版社2019年版；

[7] 祝宁波（二作），特朗普时代,美国是否要“联俄压中”[J].求知,2017(4):50-51.

[8] 祝宁波，中国企业海外投资的法律风险与法律风险管理探索 [J]. 华东理工大学学报（社会科学版），2013（3）；

[9] 祝宁波（一作），论法律风险识别的方法[J].西部法学评论，2013（3）；

[10] 祝宁波，我国非公企业职代会参与制定企业劳动规章制度刍议[J].转型中国法律社会学研究，华东理工大学出版社，2010年版；

[11] 祝宁波，美国知识产权抵押担保法律制度述评[J]. 华东理工大学学报（社会科学版），2009（4）；

[12] 祝宁波，金融危机慎防跨境破产[J].环球经济周刊，2009（3）；

[13] 祝宁波，《试论日军遗留化学武器问题》，载《华东理工大学学报》（社会科学版）2003年第4期。

三、专著

[1] 《中国企业海外投资法律风险识别研究》，上海三联书店有限公司，2023.11，独著，约30万字；

[2] 农业农村部对外经济合作中心编著，《俄罗斯农业外资政策法律制度研究》，中国农业出版社，2020.8，祝宁波撰写约12万字

[3] 农业农村部对外经济合作中心编著，《塔吉克斯坦农业外资政策法律制度研究》，中国农业出版社，2020.8，祝宁波撰写约25万字；

[4] 丁伟主编《经济全球化与中国外资立法完善》．法律出版社，2004.祝宁波撰写第四、十二章。

【社会活动】

农业农村部农业对外合作法律顾问专家组成员；

中国行为法学会理事；

兼职律师。

Zhu Ningbo                                              

PHD in International Law，Associate Professor of Law School in ECUST, Supervisor of postgraduate student in International Economic Law.

Member of the Expert Group of Legal Counsel of Foreign Economic Cooperation Center of Ministry of Agriculture and Rural Affairs;

Member of the first batch of Professional Personnel of the third-party supervision and evaluation mechanism of the enterprise involved in Shanghai;

Member of the first batch of Professional Personnel of the third-party supervision and evaluation mechanism of the enterprise involved in Shanghai Pilot Free Trade Zone;

Hearing officer in Pudong New District Procuratorate;

Guiding expert in the construction of enterprise compliance management system for minor enterprises;

Director Of the China Behavior Law Association;

Professor Zhu Ningbo is a senior lecturer at the Law School of East China University of Science and Technology since 2001. She lectures the postgraduate law students (LLM) on “International Law.” She is a long-term teaching and legal research lecturer in international economic law (bilingual), private international law, legal risk management, enterprise compliance management,maritime law, etc. Associate Professor Miss Zhu Ningbo obtained her Ph.D. at International Law at East China University of Political Science and Law in January 2007.

In 2006, she was a visiting scholar in Chicago-Kent College of Law (IIT) and has researched in International Intellectual Property Law. From July 2013 to August 2014, she visited the School of Law and Justice of Victoria University in Australia as a visiting scholar. The main purpose of this visit was to research on the topic of Legal Risk Management.

Her research area is on overseas investment law, legal risk management for enterprises, private international law and maritime law.

Admissions profession: Postgraduate Student of Economic Law, International Law, International Commercial Arbitration, Enterprise Compliance Management, International Agricultural Law

Contact email: nbzhu@ecust.edu.cn

Education background:

Ph.D. of International Law, graduated from East China University of Political & Law in January 2007.

Master Degree of International Law, graduated from Northwest University of Political & Law in July 2001.

【Research Papers】

Representative Papers

[1] Identification of Compliance Risk of Enterprise Agricultural Overseas Investment[J]. Journal of East China University of Science and Technology (Social Science Edition), 2022,37(02), First Author;

[2] Discussion on the Legal Risk Management Model for the Protection of China’s Overseas Investment Interests[J]. Journal of Socialist Theory Guide, 2018(03),the Only Author;

[3] Analysis of China's Overseas Investment Interests, Risks and Protection Status [J]. Dongyue Tribune, 2016(4), First Author;

[4] Sociological comparison of the laws of government information disclosure in various countries [J]. Social Sciences in Xinjiang, 2010(3), the Only Author;

[5] The Law and Practice of Realizing the Realization of American Intellectual Property Guarantee [J]. Electronics Intellectual Property, 2010(2), First Author;

[6] Prevention of Cross-border Bankruptcy Risk——Thinking about the Bankruptcy Protection Case of American Feidas Company [J]. Social Scientist, 2009(02), First Author;

[7] Legislative Perfection of Parallel Import of Copyright in China [J]. Social Sciences in Xinjiang, 2008(04), the Only Author;

Other Papers：

[1]Environmental and Ecological Compliance Risks and Countermeasures of Agricultural Investment Enterprises in Russia [J]. Legal Research on the “the Belt and Road”, 2022,12(01), First Author;

[2]Problems and Suggestions for China's Agricultural Treaties from the Perspective of Agricultural Foreign Investment [J]. Legal Research on the “the Belt and Road”, 2021,3(01), First Author;

[3]Research on Agricultural Investment in the Russian Business Environment[J].Legal Research on the “the Belt and Road”, 2020,12, First Author;

[4]Research on the Legal Risk Environment of Energy Investment in Russia from the Perspective of Energy Investment Disputes, The Belt and Road Legal Research Collection, Intellectual Property Press, 2020,4, First Author;

[5]Research on the Reconstruction of the Legal Risk Identification Framework for Overseas Investment Enterprises from the Perspective of Enterprise Legal Risk Management, Shanghai People Press, 2020,4, the Only Author;

[6]Exploration on the Management Mode of International Cooperation in Law Major oriented by the cultivation of international legal talents, Research on Legal Education in Beijing, University of International Business and Economics Press, 2019, the Only Author;

[7]Exploration on Whether the United States will unite with Russia to suppress China In Trump Era[J]. Qiuzhi Magazine, 2017(4), the Second Author;

[8] Exploration on Legal Risk and Legal Risk Management of Chinese Enterprises' Overseas Investment [J]. Journal of East China University of Science and Technology (Social Science Edition), 2013(3), the Only Author;

[9] Method of legal risk identification [J]. Western Law Review, 2013(2), First Author;

[10] The choice of International Dispute Settlement Mechanism in China's Bilateral Investment Treaty Dispute Settlement——From the Perspective of China's Overseas Investment [C]. 2012 International Law Society Annual Conference Paper.

[11] Discussion on the Staff and Workers' Congress of Non-public Enterprises Participating in the Formulation of Enterprise Labor Rules and Regulations [J]. Research on Legal Sociology in Transitional China, East China University of Science and Technology Press, 2010 edition;

[12] A Review of the Legal System of American Intellectual Property Mortgage Guarantee [J]. Journal of East China University of Science and Technology (Social Science Edition), 2009(4), the Only Author;

[13] Guard against cross-border bankruptcy in financial crisis [J]. Global Economic Weekly, 2009(3)

[14] The issue of chemical weapons left over by the Japanese army [J], Journal of East China University of Science and Technology (Social Science Edition),2003(04) , the Only Author.

【Research Projects】

National or provincial projects hosted：

[1] Hosted the “Research on the Legal Risk Identification of Chinese Enterprises' Overseas Investment”, and the 2016 National Social Science Fund Later Funding Project;

[2] Hosted the “Research on the Construction of Enterprise Compliance Mechanism in coastal Lingang area”, and the 2022 Commission Office Project;

[3] Hosted the “Research on Policies and Laws on Russian Agriculture Foreign Investment and the 2019 Ministry of Agriculture and Rural Affairs Project;

[4] Hosted the “Research on Policies and Laws on Tajikistan Agriculture Foreign Investment and the 2019 Ministry of Agriculture and Rural Affairs Project;

[5] Hosted the “Research on Legal Risk Environment of Chinese Enterprises' Overseas Project Contracting Projects – Taking Shanghai Enterprises as the Project”, the 2015 Shanghai Pujiang Talent Project;

[6] Hosted the “Research on the Legal Risk Identification of Overseas Investment in Chinese Construction Enterprises”, the 2011 Shanghai Special Project of Philosophy and Social Science Planning;

Other projects hosted or participated：

[1] Presided over the “Current Situation and Demand Analysis of Enterprise Compliance Management” the Federation of Industry and Commerce commissioned the project, 2022；

[2] Presided over the “Case Study on Enterprise Compliance Management”commissioned the project, 2022;

[3] Hosted the Research on “Case Base on Enterprise Legal Risk Management”, 2019 Graduate Online Case Base Construction Project Fund of East China University of Science and Technology;

[4] Hosted the “Research on “Enterprise Legal Risk Management Case&Theory&Practice”, 2018 Basic Scientific Research Fund of East China University of Science and Technology;

[5] Hosted the “Research on the Legal Risk Management of Energy Investment Projects of Chinese enterprises in Russia, 2018 Basic Scientific Research Fund of East China University of Science and Technology;

[6] Hosted the “Research on the Whole Process Management of Degree Thesis for International Students Majoring in Law under the Belt and Road Initiative”, 2018 International Students Teaching Reform and Practice Fund；

[7] Hosted the “Research on Private International Law”, 2021 Fund of Education Commission Key Curriculum Construction in Shanghai；

[8] Hosted the “Research on Legal Risk Management of Chinese Enterprises' Overseas Investment”, 2012 Interdisciplinary and Major Project Development Fund of East China University of Science and Technology;

[9] Hosted the “Enterprise Going Global Intellectual Property Risk Management” project, commissioned the project, April 2016;

[10] Hosted the “XX Company Intellectual Property Management Research” project, commissioned the project, November 2015;

[11] Hosted the “XX Legal Risk Management System” project, commissioned the project, April 2012;

[12] Presided over the “identification of legal risks of construction enterprises”. In 2010, a company in Shanghai entrusted scientific research projects to form a 400,000-word “Recognition and Evaluation Report on Domestic Construction Legal Risks of a Shanghai Company”, which was closed;

[13] Presided over the impact of extraterritorial bankruptcy of overseas companies on the interests of Chinese creditors and its analysis, 2008 East China University of Science and Technology outstanding young teachers fund project;

[14] Participate in the “Research on Intellectual Property Evaluation and Pledge Application”, the 2009 Shanghai Science and Technology Commission project, and complete the “US Intellectual Property Evaluation and Pledge System Research” section;

[15] Participated in the “Social Assessment of the Implementation of the Shanghai Government Information Disclosure System”, the 2008 Shanghai Institute of Administrative Legal System, and completed the “Research on the Government Information Disclosure System of Various Countries”.

【Monograph】

[1] Shanghai Sanlian Bookstore Co., Ltd, Research on Legal Risk Identification of Chinese Enterprises' Overseas Investment, 2023, 11.360000 words in the book, Professor Zhu was the only author.

[2] Foreign Economic Cooperation Center, Ministry of Agriculture and Rural Affairs, Research on Agricultural Foreign Investment policy and legal system of Russian Federation, China Agricultural Press, 2020.8, 12. 120000 words in the book was written by Professor Zhu.

[3] Foreign Economic Cooperation Center, Ministry of Agriculture and Rural Affairs, Research on Agricultural Foreign Investment Policy and Legal System of Tajikistan,  China Agricultural Press, 2020.8. 250000 words in the book was written by Professor Zhu .

[4] Economic Globalization and China’s Legislative Perfection of Foreign Capital mainly edited by Professor Ding Wei, Law Press, 2004. Professor Zhu wrote Chapter Four and Chapter Twelve.